Senior Auditor

With over 25 years of experience on the Romanian HR market, PROHUMAN APT (former APT Resources & Services) is the one of the biggest players in the industry, a force concentration evenly deployed across different specialties. Having approximate 4000 employees (mostly higher educated) in BPO and temporary work assignments, as of 2021, PROHUMAN APT ranks in the Top 3 HR providers in Romania.

Profile Required

Previous experience in regulatory reporting field
Qualifying experience in financial audit/accounting with a focus on internal controls, preferably in regulatory/financial services/banking;
Results oriented, high flexibility and work autonomy;
Economical studies

Responsibilities

The role of the Level 2 Controller is to issue an opinion on the actual implementation of level 1 controls and on the quality of both their execution and the monitoring of anomalies and to assess the design and the relevance of the controls, particularly in terms of risk prevention.

Specifically, you will be required to:

Review the implementation of the level 1 control system: Level 2 Controller has to ensure the reliability of the existing level 1 control system to cover major risks, issues or impact to regulatory filings as well as to ensure the coherence of key controls deployment in order to determine major risks and/or activities not covered by key controls;

Check the Level 1 controls by reviewing control design and control performance, either on the basis of supporting documents available in managerial supervision control tool or by re-performing the control (testing);

Request evidence of level 1 controls, including segregation of duties, management monitoring and oversight, and other critical controls, level 1 controls’ chain from the beginning to the end of the process; request information about documented policies and procedure; inspect specific documents and observe application of specific controls;

Independently assess and understand the regulatory requirements across various reports (e.g. Liquidity, FINREP) to facilitate the review of information flows and IT cartography to identify potential breaks in the regulatory reporting process;
Report results and follow up of level 2 proposals for improvement.

DEC291221