Senior Compliance Officer

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Angajator: HRS Romania
  • Controlul calitatii
  • Tip job: full-time
    Nivel job: 1 - 5 ani experienta
  • Actualizat la: 16.01.2023
    Scurta descriere a companiei

    Moving forward is impossible without the initial drive to do things differently. Our business is all about the people we come across, whether it's in our everyday interactions or in our vision for the brand.


    - 3+ years’ experience as a Compliance Officer or Risk Analyst in the financial industry;
    - Specific experience from an Electronic Money Institution or a Payment Institution will be considered a material advantage;
    - Experience with SAR, FATCA & CRS reporting;
    - At least a B.A in either economics or law from an accredited institution;
    - Evidence of certification of a relevant field of expertise from an accredited institution;
    - Understanding of compliance and risk managements related financial industry best practices, especially in complex client profile scenarios. Familiarity with non-local client scenarios – material advantage;
    - Able to analyze client related and financial related information to formulate recommendations;
    - Knowledge of financial services regulatory and legal requirements set by the applicable regulators and public institutions, both at local jurisdictions level and pan-European level;
    - Provide consultancy regarding the provisions of the regulatory framework, standards, internal policies and procedures, including adjusting such policies as maybe be required;
    - Follows the implementation of the policies and procedures required by applicable laws and regulations, and report on progress to the Company’s management;
    - Maintain and update a business risk assessment of the activities carried out by the company, and advise on necessary actions;
    - Have excellent English communication skills both verbally and written;
    - Have ambitions to advance in qualification and skills to progress into management position;
    - Have ambition and willingness to take responsibility, accountability, and be considered as a leader;
    - Work well under pressure, meeting deadlines, and maintaining high levels of accuracy;
    - Have a self-starter, resourcefulness attitude with critical problem-solving ability;
    - Conduct yourself in a professional manner, with integrity and excellent teamwork.


    - Process onboarding applications of new clients by applying Know Your Client procedures, assess risk level, and make recommendations on mitigation measures;
    - Continually monitor and preform re-assessment of existing clients’ risk level;
    - Monitor & screen transactions, assess risk level, and act on concerns of financial crime;
    - Escalate and report any identified risk of financial crime to the Money Laundering Reporting Officer;
    - Assist in the gathering of internal information in response to regulatory requests;
    - Maintain extensive knowledge of latest financial crime prevention best practices and requirements;
    - Maintain extensive knowledge of laws and regulatory guidelines in the financial services industry;
    - Collaborate with external auditors and third parties on financial crime prevention and risk mitigation matters and processes;
    - Address employee concerns or questions regarding financial crime;
    - Collaborate with other departments to cultivate, educate, and expand your colleagues’ knowledge of financial crime deduction and prevention.

    Alte informatii

    Only eligible candidates will be contacted, in a maximum of 3 weeks. All information will be treated as strictly confidential.